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PLI’s At-the-Market Offerings

Dec 6, 2018

Speaker(s)

Any issuer eligible to register its securities on Form S-3 should consider setting up an ATM program in order to maximize its opportunity to raise just-in-time capital. Significant selling stockholders may also benefit from the flexibility of the ATM structure in order to take advantage of market opportunities to sell shares quickly. During this webinar, Counsel Brian D. Hirshberg and Raymond James’ Jeff Fordham will review the basics of ATMs, as well as some of the legal and regulatory considerations.

Topics will include:

  • Form S-3 eligibility for issuers;
  • SEC filing requirements; and
  • ATM offerings for a selling stockholder.

Date & Time
Thursday, December 6, 2018
1:00 p.m. – 2:00 p.m. Eastern

PLI will provide CLE credit. For more information, or to register, please visit the event website.